  "O strange New World that yit wast never young,
  Whose youth from thee by gripin' need was wrung,
  Brown foundlin' o' the woods, whose baby-bed
  Was prowled roun' by the Injun's cracklin' tread,
  And who grew'st strong thru shifts an' wants an' pains,
  Nursed by stern men with empires in their brains,
  Who saw in vision their young Ishmel strain
  With each hard hand a vassal ocean's mane;
  Thou skilled by Freedom and by gret events
  To pitch new states ez Old World men pitch tents.
  Thou taught by fate to know Jehovah's plan,
  Thet man's devices can't unmake a man.
* * * * *
  Oh, my friends, thank your God, if you have one, that he
  'Twixt the Old World and you set the gulf of a sea,
  Be strong-backed, brown-handed, upright as your pines,
  By the scale of a hemisphere shape your designs."

—LOWELL.

PREFACE

Much of the material on which this work is based is to be found in the archives of the American Government, which date back to 1774, when the first Continental Congress assembled. The earliest sets have been published complete up to 1777, under the title of "American Archives," and will be hereafter designated by this name. These early volumes contain an immense amount of material, because in them are to be found memoranda of private individuals and many of the public papers of the various colonial and State governments, as well as those of the Confederation. The documents from 1789 on—no longer containing any papers of the separate States—have also been gathered and printed under the heading of "American State Papers"; by which term they will be hereafter referred to.

The mass of public papers coming in between these two series, and covering the period extending from 1776 to 1789, have never been published, and in great part have either never been examined or else have been examined in the most cursory manner. The original documents are all in the Department of State at Washington, and for convenience will be referred to as "State Department MSS." They are bound in two or three hundred large volumes; exactly how many I cannot say, because, though they are numbered, yet several of the numbers themselves contain from two or three to ten or fifteen volumes apiece. The volumes to which reference will most often be made are the following:

* * * * *

No. 15. Letters of Huntington.

No. 16. Letters of the Presidents of Congress.

No. 18. Letter-Book B.

No. 20. Vol. 1. Reports of Committees on State Papers.

No. 27. Reports of Committees on the War Office. 1776 to 1778.

No. 30. Reports of Committees.

No. 32. Reports of Committees of the States and of the Week.

No. 41. Vol. 3. Memorials E. F. G. 1776-1788.

No. 41. Vol. 5. Memorials K. L. 1777-1789.

No. 50. Letters and Papers of Oliver Pollock. 1777-1792.

No. 51. Vol. 2 Intercepted Letters. 1779-1782.

No. 56. Indian Affairs.

No. 71. Vol. 1. Virginia State Papers.

No. 73. Georgia State Papers.

No. 81. Vol. 2. Reports of Secretary John Jay.

No. 120. Vol. 2. American Letters.

No. 124. Vol. 3. Reports of Jay.

No. 125. Negotiation Book.

No. 136. Vol. 1. Reports of Board of Treasury.

No. 136. Vol. 2. Reports of Board of Treasury.

No. 147. Vol. 2. Reports of Board of War.

No. 147. Vol. 5. Reports of Board of War.

No. 147. Vol. 6. Reports of Board of War.

No. 148. Vol. 1. Letters from Board of War.

No. 149. Vol. 1. Letters and Reports from B. Lincoln, Secretary at War.

No. 149. Vol. 2. Letters and Reports from B. Lincoln, Secretary at War.

No. 149. Vol. 3. Letters and Reports from B. Lincoln, Secretary at War.

No. 150. Vol. 1. Letters of H. Knox, Secretary at War.

No. 150. Vol. 2. Letters of H. Knox, Secretary at War.

No. 150. Vol. 3. Letters of H. Knox, Secretary at War.

No. 152. Vol. 11. Letters of General Washington.

No. 163. Letters of Generals Clinton, Nixon, Nicola, Morgan, Harmar, Muhlenburg.

No. 169. Vol. 9. Washington's Letters.

No. 180. Reports of Secretary of Congress.

Besides these numbered volumes, the State Department contains others, such as Washington's letter-book, marked War Department 1792, '3, '4, '5. There are also a series of numbered volumes of "Letters to Washington," Nos. 33 and 49 containing reports from Geo. Rogers Clark. The Jefferson papers, which are likewise preserved here, are bound in several series, each containing a number of volumes. The Madison and Monroe papers, also kept here, are not yet bound; I quote them as the Madison MSS. and the Monroe MSS.

My thanks are due to Mr. W. C. Hamilton, Asst. Librarian, for giving me every facility to examine the material.

At Nashville, Tennessee, I had access to a mass of original matter in the shape of files of old newspapers, of unpublished letters, diaries, reports, and other manuscripts. I was given every opportunity to examine these at my leisure, and indeed to take such as were most valuable to my own home. For this my thanks are especially due to Judge John M. Lea, to whom, as well as to my many other friends in Nashville, I shall always feel under a debt on account of the unfailing courtesy with which I was treated. I must express my particular acknowledgments to Mr. Lemuel R. Campbell. The Nashville manuscripts, etc. of which I have made most use are the following:

* * * * *

The Robertson MSS., comprising two large volumes, entitled the "Correspondence, etc., of Gen'l James Robertson," from 1781 to 1814.

They belong to the library of Nashville University; I had some difficulty in finding the second volume but finally succeeded.

The Campbell MSS., consisting of letters and memoranda to and from different members of the Campbell family who were prominent in the Revolution; dealing for the most part with Lord Dunmore's war, the Cherokee wars, the battle of King's Mountain, land speculations, etc. They are in the possession of Mr. Lemuel R. Campbell, who most kindly had copies of all the important ones sent me, at great personal trouble.

Some of the Sevier and Jackson papers, the original MS. diaries of Donelson on the famous voyage down the Tennessee and up the Cumberland, and of Benj. Hawkins while surveying the Tennessee boundary, memoranda of Thos. Washington, Overton and Dunham, the earliest files of the Knoxville Gazette, from 1791 to 1795, etc. These are all in the library of the Tennessee Historical Society.

For original matter connected with Kentucky, I am greatly indebted to Col. Reuben T. Durrett, of Louisville, the founder of the "Filson Club," which has done such admirable historical work of late years. He allowed me to work at my leisure in his library, the most complete in the world on all subjects connected with Kentucky history. Among other matter, he possesses the Shelby MSS., containing a number of letters to and from, and a dictated autobiography of, Isaac Shelby; MS. journals of Rev. James Smith, during two tours in the western country in 1785 and '95; early files of the "Kentucke Gazette"; books owned by the early settlers; papers of Boon, and George Rogers Clark; MS. notes on Kentucky by George Bradford, who settled there in 1779; MS. copy of the record book of Col. John Todd, the first governor of the Illinois country after Clark's conquest; the McAfee MSS., consisting of an Account of the First Settlement of Salt River, the Autobiography of Robert McAfee, and a Brief Memorandum of the Civil and Natural History of Kentucky; MS. autobiography of Rev. William Hickman, who visited Kentucky in 1776, etc., etc.

I am also under great obligations to Col. John Mason Brown of Louisville, another member of the Filson Club, for assistance rendered me; particularly for having sent me six bound volumes of MSS., containing the correspondence of the Spanish Minister Gardoqui, copied from the Spanish archives.

At Lexington I had access to the Breckenridge MSS., through the kindness of Mr. Ethelbert D. Warfield; and to the Clay MSS. through the kindness of Miss Lucretia Hart Clay. I am particularly indebted to Miss Clay for her courtesy in sending me many of the most valuable old Hart and Benton letters, depositions, accounts, and the like.

The Blount MSS. were sent to me from California by the Hon. W. D. Stephens of Los Angeles, although I was not personally known to him; an instance of courtesy and generosity, in return for which I could do nothing save express my sincere appreciation and gratitude, which I take this opportunity of publicly repeating.

The Gates MSS., from which I drew some important facts not hitherto known concerning the King's Mountain campaign, are in the library of the New York Historical Society.

The Virginia State Papers have recently been published, and are now accessible to all.

Among the most valuable of the hitherto untouched manuscripts which I have obtained are the Haldimand papers, preserved in the Canadian archives at Ottawa. They give, for the first time, the British and Indian side of all the northwestern fighting; including Clark's campaigns, the siege of Boonsborough, the battle of the Blue Licks, Crawford's defeat, etc. The Canadian archivist. Mr. Douglass Brymner, furnished me copies of all I needed with a prompt courtesy for which I am more indebted than I can well express.

I have been obliged to rely mainly on these collections of early documents as my authorities, especially for that portion of western history prior to 1783. Excluding the valuable, but very brief, and often very inaccurate, sketch which Filson wrote down as coming from Boon, there are no printed histories of Kentucky earlier than Marshall's, in 1812; while the first Tennessee history was Haywood's, in 1822. Both Marshall and Haywood did excellent work; the former was an able writer, the latter was a student, and (like the Kentucky historian Mann Butler) a sound political thinker, devoted to the Union, and prompt to stand up for the right. But both of them, in dealing with the early history of the country beyond the Alleghanies, wrote about matters that had happened from thirty to fifty years before, and were obliged to base most of their statements on tradition or on what the pioneers remembered in their old age. The later historians, for the most part, merely follow these two. In consequence, the mass of original material, in the shape of official reports and contemporary letters, contained in the Haldimand MSS., the Campbell MSS., the McAfee MSS., the Gardoqui MSS., the State Department MSS., the Virginia State Papers, etc., not only cast a flood of new light upon this early history, but necessitate its being entirely re-written. For instance, they give an absolutely new aspect to, and in many cases completely reverse, the current accounts of all the Indian fighting, both against the Cherokees and the Northwestern tribes; they give for the first time a clear view of frontier diplomacy, of the intrigues with the Spaniards, and even of the mode of life in the backwoods, and of the workings of the civil government. It may be mentioned that the various proper names are spelt in so many different ways that it is difficult to know which to choose. Even Clark is sometimes spelt Clarke, while Boon was apparently indifferent as to whether his name should or should not contain the final silent e. As for the original Indian titles, it is often quite impossible to give them even approximately; the early writers often wrote the same Indian words in such different ways that they bear no resemblance whatever to one another.

In conclusion I would say that it has been to me emphatically a labor of love to write of the great deeds of the border people. I am not blind to their manifold shortcomings, nor yet am I ignorant of their many strong and good qualities. For a number of years I spent most of my time on the frontier, and lived and worked like any other frontiersman. The wild country in which we dwelt and across which we wandered was in the far west; and there were of course many features in which the life of a cattleman on the Great Plains and among the Rockies differed from that led by a backwoodsman in the Alleghany forests a century before. Yet the points of resemblance were far more numerous and striking. We guarded our herds of branded cattle and shaggy horses, hunted bear, bison, elk, and deer, established civil government, and put down evil-doers, white and red, on the banks of the Little Missouri and among the wooded, precipitous foot-hills of the Bighorn, exactly as did the pioneers who a hundred years previously built their log-cabins beside the Kentucky or in the valleys of the Great Smokies. The men who have shared in the fast vanishing frontier life of the present feel a peculiar sympathy with the already long-vanished frontier life of the past.

THEODORE ROOSEVELT.

SAGAMORE HILL, May, 1889

FOREWORD

In the year 1898 the United States finished the work begun over a century before by the backwoodsman, and drove the Spaniard outright from the western world. During the march of our people from the crests of the Alleghanies to the Pacific, the Spaniard was for a long period our chief white opponent; and after an interval his place among our antagonists was taken by his Spanish-American heir. Although during the Revolution the Spaniard at one time became America's friend in the sense that he was England's foe, he almost from the outset hated and dreaded his new ally more than his old enemy. In the peace negotiations at the close of the contest he was jealously eager to restrict our boundaries to the line of the Alleghanies; while even during the concluding years of the war the Spanish soldiers on the upper Mississippi were regarded by the Americans in Illinois as a menace no less serious than the British troops at Detroit.

In the opening years of our national life the Western backwoodsman found the Spanish ownership of the mouth of the Mississippi even more hurtful and irksome than the retention by the British king of the posts on the Great Lakes. After years of tedious public negotiations, under and through which ran a dark woof of private intrigue, the sinewy western hands so loosened the Spanish grip that in despair Spain surrendered to France the mouth of the river and the vast territories stretching thence into the dim Northwest. She hoped thereby to establish a strong barrier between her remaining provinces and her most dreaded foe. But France in her turn grew to understand that America's position as regards Louisiana, thanks to the steady westward movement of the backwoodsman, was such as to render it on the one hand certain that the retention of the province by France would mean an armed clash with the United States, and on the other hand no less certain that in the long run such a conflict would result to France's disadvantage. Louisiana thus passed from the hands of Spain, after a brief interval, into those of the young Republic. There remained to Spain, Mexico and Florida; and forthwith the pressure of the stark forest riflemen began to be felt on the outskirts of these two provinces. Florida was the first to fall. After a portion of it had been forcibly annexed, after Andrew Jackson had marched at will through part of the remainder, and after the increasing difficulty of repressing the American filibustering efforts had shown the imminence of some serious catastrophe, Spain ceded the peninsula to the United States. Texas, New Mexico, and California did not fall into American hands until they had passed from the Spaniard to his half-Indian sons.

Many decades went by after Spain had lost her foothold on the American continent, and she still held her West Indian empire. She misgoverned the islands as she had misgoverned the continent; and in the islands, as once upon the continent, her own children became her deadliest foes. But generation succeeded generation, and the prophecies of those far-seeing statesmen who foretold that she would lose to the northern Republic her West Indian possessions remained unfulfilled. At last, at the close of one of the bloodiest and most brutal wars that even Spain ever waged with her own colonists, the United States intervened, and in a brief summer campaign destroyed the last vestiges of the mediaeval Spanish domain in the tropic seas alike of the West and the remote East.

We of this generation were but carrying to completion the work of our fathers and of our fathers' fathers. It is moreover a matter for just pride that while there was no falling off in the vigor and prowess shown by our fighting men, there was a marked change for the better in the spirit with which the deed was done. The backwoodsmen had pushed the Spaniards from the Mississippi, had set up a slave-holding republic in Texas, and had conquered the Californian gold-fields, in the sheer masterful exercise of might. It is true that they won great triumphs for civilization no less than for their own people; yet they won them unwittingly, for they were merely doing as countless other strong young races had done in the long contest carried on for so many thousands of years between the fit and the unfit. But in 1898 the United States, while having gained in strength, showed that there had likewise been gain in justice, in mercy, in sense of responsibility. Our conquest of the Southwest has been justified by the result. The Latin peoples in the lands we won and settled have prospered like our own stock. The sons and grandsons of those who had been our foes in Louisiana and New Mexico came eagerly forward to serve in the army that was to invade Cuba. Our people as a whole went into the war, primarily, it is true, to drive out the Spaniard once for all from America; but with the fixed determination to replace his rule by a government of justice and orderly liberty.

To use the political terminology of the present day, the whole western movement of our people was simply the most vital part of that great movement of expansion which has been the central and all-important feature of our history—a feature far more important than any other since we became a nation, save only the preservation of the Union itself. It was expansion which made us a great power; and at every stage it has been bitterly antagonized, not only by the short-sighted and the timid, but even by many who were neither one nor the other. There were many men who opposed the movement west of the Alleghanies and the peopling of the lands which now form Kentucky, Tennessee, and the great States lying between the Ohio and the Lakes. Excellent persons then foretold ruin to the country from bringing into it a disorderly population of backwoodsmen, with the same solemnity that has in our own day marked the prophecies of those who have seen similar ruin in the intaking of Hawaii and Porto Rico. The annexation of Louisiana, including the entire territory between the northern Mississippi and the Pacific Ocean, aroused such frantic opposition in the old-settled regions of the country, and especially in the Northeast, as to call forth threats of disunion, the language used by the opponents of our expansion into the Far West being as violent as that sometimes used in denouncing our acquisition of the Philippines. The taking of Texas and of California was complicated by the slave question, but much of the opposition to both was simply the general opposition to expansion—that is, to national growth and national greatness. In our long-settled communities there have always been people who opposed every war which marked the advance of American civilization at the cost of savagery. The opposition was fundamentally the same, whether these wars were campaigns in the old West against the Shawnees and the Miamis, in the new West against the Sioux and the Apaches, or in Luzon against the Tagals. In each case, in the end, the believers in the historic American policy of expansion have triumphed. Hitherto America has gone steadily forward along the path of greatness, and has remained true to the policy of her early leaders who felt within them the lift towards mighty things. Like every really strong people, ours is stirred by the generous ardor for daring strife and mighty deeds, and now with eyes undimmed looks far into the misty future.

At bottom the question of expansion in 1898 was but a variant of the problem we had to solve at every stage of the great western movement. Whether the prize of the moment was Louisiana or Florida, Oregon or Alaska, mattered little. The same forces, the same types of men, stood for and against the cause of national growth, of national greatness, at the end of the century as at the beginning.

My non-literary work has been so engrossing during the years that have elapsed since my fourth volume was published, that I have been unable to go on with "The Winning of the West"; but my design is to continue the narrative as soon as I can get leisure, carrying it through the stages which marked the taking of Florida and Oregon, the upbuilding of the republic of Texas, and the acquisition of New Mexico and California as the result of the Mexican war.

Theodore Roosevelt

EXECUTIVE CHAMBER, ALBANY, N. Y. January 1, 1900.